An Award-winning Asia-focused Financial Services Compliance Consulting Firm

Regulatory Licensing

PCA provides a wide range of licensing application support services to financial institutions who are seeking to conduct regulated activities in Hong Kong, Singapore, and the United States of America.

PCA works with regulators such as the Securities and Futures Commission, Hong Kong Monetary Authority, Monetary Authority of Singapore, and the Securities and Exchange Commission.

Compliance Advisory

PCA provides regulatory, financial crime, and compliance-related advice and support to financial institutions in Hong Kong and Singapore.

PCA provides advice on topics ranging from general compliance obligations, marketing and client-acquisition requirements, through to Environment, Social and Governance (ESG) considerations.


Compliance Training

PCA provides compliance training to financial services professionals in Asia.


PCA provides both in-person and online compliance training in English and Chinese. PCA’s compliance training can be utilized by regulated professionals in Hong Kong who are seeking to fulfil their Continuous Professional Training (CPT) requirements mandated by the Securities and Futures Commission (SFC).

 

Our mission is to provide quality advice to enable organisations to do what they do best.

 

We strive to be a leading compliance consulting firm that fosters a culture that attracts and retains outstanding people.

Our Clients

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Please feel free to get in touch about your licensing or compliance needs and we would be delighted to be of assistance.